Markets in Financial Instruments Directive

Results: 2330



#Item
461Financial regulation / European Union / Markets in Financial Instruments Directive

Conduct of Business Sourcebook Chapter 16 Reporting information to clients

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Source URL: media.fshandbook.info

Language: English - Date: 2015-02-04 07:41:46
462Financial markets / Financial regulation / Markets in Financial Instruments Directive / Finance / Law / Investment / Undertakings for Collective Investment in Transferable Securities Directives / Financial Services Authority / Sourcebook / European Union directives / Financial economics / European Union

Microsoft Word - 2011_67.doc

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:30
463Financial regulation / European Union / Markets in Financial Instruments Directive / Financial Supervisory Authority / Esma / Ministry of Strategy and Finance / Comisión Nacional del Mercado de Valores / Financial Market Authority / Transposition / Government / Politics / Government of South Korea

[DRAFT] SUMMARY RECORD OF THE 9th MEETING OF THE EXPERT GROUP OF THE EUROPEAN SECURITIES COMMITTEE (EGESC) 13 January 2015 Working Document EGESC[removed]The meeting was chaired by Ms. Maria Teresa Fabregas, Head of Unit

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Source URL: ec.europa.eu

Language: English - Date: 2015-02-05 07:51:11
464Financial regulation / European Union / Markets in Financial Instruments Directive / Finance / Financial system / Undertakings for Collective Investment in Transferable Securities Directives / European Union directives / Financial economics / Investment

Conduct of Business Sourcebook Chapter 2 Conduct of business obligations

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Source URL: media.fshandbook.info

Language: English - Date: 2015-02-04 07:40:46
465Markets in Financial Instruments Directive / Law / Undertakings for Collective Investment in Transferable Securities Directives / Europe / European Economic Area Family Permit / European Union directives / European Union / Financial regulation

Supervision Chapter 14 Incoming EEA firms changing details, and cancelling qualification

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Source URL: media.fshandbook.info

Language: English - Date: 2015-02-04 07:47:24
466Financial system / Financial regulation / Securities / European Union / Markets in Financial Instruments Directive / Federal Financial Supervisory Authority / Prospectus / USA PATRIOT Act /  Title III / Commodity Futures Modernization Act / Financial economics / Stock market / Investment

This translation is furnished for information purposes only. The original German text is binding in all respects. Securities Trading Act (Wertpapierhandelsgesetz – WpHG) - unofficial text as published in the announceme

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Source URL: www.b20russia.com

Language: English - Date: 2013-04-24 00:41:59
467Financial system / Finance / European Union / Markets in Financial Instruments Directive / Stock market / Multilateral Trading Facility / Financial Services and Markets Act / Financial services / Financial markets / Financial economics / Financial regulation

Microsoft Word - 2007_1.doc

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:26
468Markets in Financial Instruments Directive / Multilateral Trading Facility / Business / Economics / Money / Financial markets / European Union / Financial regulation

Recognised Investment Exchanges REC Contents Recognised Investment Exchanges

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Source URL: media.fshandbook.info

Language: English - Date: 2015-02-04 07:55:20
469Cob / Sourcebook / European Union / Financial regulation / Markets in Financial Instruments Directive

COBS Transitional Provisions relating to Client Categorisation Conduct of Business Sourcebook

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Source URL: media.fshandbook.info

Language: English - Date: 2015-02-04 07:42:10
470Financial markets / Fixed income market / Stock market / Banking / Bond market / Bond / Markets in Financial Instruments Directive / ICMA / Security / Financial economics / Finance / Investment

EUROPE’S HIDDEN CAPITAL MARKETS EUROPE’S HIDDEN CAPITAL MARKETS EVOLUTION, ARCHITECTURE AND REGULATION OF THE EUROPEAN BOND MARKET

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Source URL: www.icmagroup.org

Language: English - Date: 2012-02-02 08:31:12
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